CFTC Crypto Charges & Settlements Timeline – 2021 Update | Perkins Coie

The Commodity Futures Trading Commission (CFTC) Settlements Timeline serves as an interactive compilation of select CFTC guidance, enforcement actions, and speeches relating to the application of the federal securities laws to digital assets. Beginning with the Order filed in September, 2015 by the CFTC requiring Coinflip and its chief executive officer Francisco Riordan to cease and desist from further violations of the Commodity Exchange Act (CEA) and CFTC Regulations, specifically, by operating a facility for the trading or processing of commodity options without complying with the CEA or CFTC Regulations otherwise applicable to swaps or conducting the activity pursuant to the CFTC’s exemption for trade options.

This Timeline is meant to be a resource for those following CFTC actions and guidance related to digital assets and to assist experienced counsel in assessing the applicability of the CFTC Regulations…

Please see full Timeline for more information.